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Retirement Plan Services
In a world where clients are demanding full fee transparency, regulatory and fiduciary know-how, and substantial retirement plan knowledge plan sponsors are seeking the assistance of experienced financial representatives to help support their plan services.
A Valuable Plan Service
Our consultants will be armed with a multitude of best practices to offer defined contribution plans that will help clients navigate a maze of complicated regulatory issues. Our broker dealer LPL Financial, offers flexible and powerful retirement resources, and has demonstrated that expertise and experience drives results.
Benefit from a Complete Suite of Services
Full fee transparency and an ongoing attention to your fiduciary responsibilities dictates that our retirement plan representatives are equipped to help you be prepared for more regulatory scrutiny. We show our value through an array of services including:
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Investment Policy Statement assistance
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Assistance with changes in investment options
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Performance reports
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Ongoing investment information
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Education services to plan committee
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Participant education and enrollment (compliant advice programs)
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404(c) assistance
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Plan search support/vendor assistance
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Errors and Omissions (E&O) insurance coverage ($10 million/$50 million)
Securities and investment advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. Insurance products offered through LPL Financial or it's licensed affiliates. The LPL Financial Representatives associated with this site may only discuss and/or transact securities business with the residents of the following states: CO, DE, WI